As a client, you need a legal team that understands the unique challenges and regulatory complexities that come with this highly specialised area of law. Whether you need assistance with compliance, regulatory filings, or any other legal matters related to banking and financial services, your bottom line depends on your ability to navigate this complex environment confidently and efficiently. 

Legislation and Regulations

We keep up-to-date with the latest legislation and regulations affecting the banking and financial services industry in South Africa. Our team is well-versed in the following key laws and regulations:

• The Banks Act, 1990
• The Financial Advisory and Intermediary Services Act, 2002 (FAIS Act)
• The Financial Sector Regulation Act, 2017
• The National Credit Act, 2005
• The Prevention of Organised Crime Act, 1998 (POCA)
• The Financial Intelligence Centre Act, 2001 (FICA)
• The Consumer Protection Act, 2008

Our Services

We offer a range of banking and financial services, and regulatory services to our clients, including:

• Regulatory Compliance: We advise our clients on compliance with banking and financial services laws and regulations, including implementing policies and procedures to ensure compliance with regulatory requirements.
• Risk Management and Governance: We advise our clients on implementing risk management and governance frameworks, including drafting policies and procedures to manage risk and ensure effective governance. Our multi-disciplinary team can provide innovative solutions to complex situations under extreme time pressures.
• Dispute Resolution: Our excellent team advises clients in disputes arising from banking and financial services regulatory matters, including disputes with regulatory authorities.
• Mergers and Acquisitions: We advise clients on mergers and acquisitions in the banking and financial services industry, including regulatory compliance and due diligence investigations.

Contact Us

Please do not hesitate to contact us if you require expert legal advice on banking and financial services regulatory matters. Our team provides pragmatic, practical advice tailored to your specific requirements.